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LIU Tianjiao

劉天姣
CE BEJ349Licensed IndividualSFO licence active
Official SFC record

LIU Tianjiao (CE number BEJ349) is an individual licensed by the Hong Kong SFC. First licensed on 2014-10-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (2)

2018-10-03 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2014-10-20 – 2018-09-07
China Merchants Securities (HK) Co., Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEJ349