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HO Purdy Pin Pin

何翩翩
CE ASI353Licensed IndividualSFO licence active
Official SFC record

HO Purdy Pin Pin (CE number ASI353) is an individual licensed by the Hong Kong SFC. First licensed on 2009-01-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (8)

2023-02-07 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 4
2021-03-24 – 2023-01-09
CLSA Limited Rep
RA 4
2017-04-19 – 2020-04-22
TFI Asset Management Limited Rep
RA 4
2014-01-15 – 2014-04-12
Nomura International (Hong Kong) Limited Rep
RA 4
2013-04-15 – 2014-01-11
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4
2010-09-03 – 2015-09-15
Aetas Global Markets Limited Rep
RA 1
2009-01-29 – 2009-05-23
Everbright Securities Investment Services (HK) Limited Rep
RA 1
2009-01-29 – 2009-05-23
CES Commodities (HK) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASI353