Sanford C. Bernstein (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AXC846). First licensed on 2011-09-28. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2011-09-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2011-09-28 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AKU003 | CHING Yi Edmund | 莊毅 |
| ANN404 | CHUNG Ka Po | 鍾家寶 |
| ATM595 | BEVERIDGE Neil Alexander Stewart | |
| AUA340 | VAN BRUGGE Robert Pieter | |
| AUR866 | PARKER Michael Wade | |
| AUZ419 | MARCHESSEAU Eric Jacques | |
| AVM428 | GREEN Jonathan Robert | |
| BBF165 | HUANG Jie | 黃頡 |
| BMO929 | EBELING Alexander James | |
| BUZ164 | RYAN Matthew James |
| CE No. | Name | Chinese |
|---|---|---|
| ACX715 | CHU Chi Yan, Brian | 朱智仁 |
| ANE426 | LEE Michael Douglas | 李嘉文 |
| AOP016 | GAN Tanya Li Phing | |
| AVK469 | LI Hsinlin | 李欣霖 |
| AVP714 | MISRA Arup Ashim | |
| AXL875 | YEUNG Kam Yan, Matthew | 楊錦恩 |
| AXT654 | YU Paul Bo | 于博 |
| AYQ808 | ZHU Binbin | 朱璸鑌 |
| AZL767 | YE Calvin | |
| BAX544 | DAI Hao | 戴浩 |
| BDM837 | TAN Toon Leng | |
| BEV968 | TAN Jie-Li Brina | 陳潔麗 |
| BFR706 | MCLEISH Euan Grant | |
| BGY189 | CHIA Su Ying | 謝舒莹 |
| BIN334 | WANG Xuan | 王瑄 |
| BLP008 | CAI Yipin | 蔡一品 |
| BMA114 | WANG Hanxu | 王含蓄 |
| BNF373 | HO Ho Wang | 何浩泓 |
| BNJ674 | LEE Yuet, Eunice | 李悅 |
| BOE236 | WANG Dien | 王迪恩 |
| BOF906 | HOU Jiaqi | 侯家祺 |
| BPG523 | CHIANG Sze Chung, Michael | 蔣思聰 |
| BPJ234 | YANG Hank H W | |
| BPO904 | WANG Hao | 王昊 |
| BQI176 | LIANG Rebecca Yue | 梁玥 |
| BQM311 | XU Yintao | 徐殷韜 |
| BQQ645 | TAHA Samy Kevan | |
| BRO698 | YANG Xingwan | 楊星宛 |
| BSR106 | KANG Min Joo | |
| BSU159 | LIANG Weibin | 梁煒彬 |
| BSZ439 | GOU Jiashen | 苟嘉申 |
| BTE491 | YANG Ran | 杨然 |
| BTH345 | WANG Tzu-Chien | 王子謙 |
| BUA174 | LIN Qingyuan | 林清源 |
| BUC290 | GAO Hong Jian | 高泓健 |
| BUR441 | NEO Ting Ming | |
| BVF365 | DASH Rahul Ramanath | |
| BVJ980 | ZHANG Cheng | 章程 |
| BWC901 | MA Jifei | 馬驥飛 |
| BWF872 | CHEN Xiaoyu | 陳晓宇 |
| BWQ993 | LI Yintong | 李殷彤 |
| BXA009 | LIN Kuan-Hung | 林冠宏 |
| BXA883 | ZHANG Kai | 张凯 |
| BXS806 | KHABIYA Nitin Kumar | 卡比亞尼庭 |
| BXS823 | SY Khalife-ababacar | |
| BXW604 | YUAN Kang | 袁康 |