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GREEN Jonathan Robert

CE AVM428Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

GREEN Jonathan Robert (CE number AVM428) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (3)

CapacityCompany / Institution
Responsible OfficerSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司
Responsible OfficerSG Securities (HK) Limited
法國興業證券(香港)有限公司
RepresentativeSG Securities (HK) Limited
法國興業證券(香港)有限公司

Licence Record (6)

2024-03-28 – present Current
Sanford C. Bernstein (Hong Kong) Limited RO
RA 1
2020-07-22 – present Current
SG Securities (HK) Limited RO
RA 1
2020-04-24 – present Current
SG Securities (HK) Limited Rep
RA 1 RA 2
2016-01-28 – 2019-11-21
HSBC Securities Brokers (Asia) Limited RO
RA 1
2015-08-28 – 2016-01-28
HSBC Securities Brokers (Asia) Limited Rep
RA 1
2010-07-15 – 2015-05-21
Barclays Capital Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM428