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LEE Michael Douglas

李嘉文
CE ANE426Licensed IndividualSFO licence active
Official SFC record

LEE Michael Douglas (CE number ANE426) is an individual licensed by the Hong Kong SFC. First licensed on 2006-03-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司

Licence Record (7)

2024-03-28 – present Current
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1
2013-05-02 – 2024-03-31
SG Securities (HK) Limited Rep
RA 1 RA 2 RA 7
2009-09-15 – 2012-02-16
CLSA Limited Rep
RA 1
2009-02-11 – 2009-09-14
Piper Jaffray Asia Securities Limited Rep
RA 1
2007-05-23 – 2008-11-24
Citigroup Global Markets Asia Limited Rep
RA 1
2007-05-23 – 2008-11-24
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1 RA 2
2006-03-22 – 2007-05-15
SinoPac Securities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANE426