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MISRA Arup Ashim

CE AVP714Licensed IndividualSFO licence active
Official SFC record

MISRA Arup Ashim (CE number AVP714) is an individual licensed by the Hong Kong SFC. First licensed on 2010-08-02. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司

Licence Record (2)

2024-03-28 – present Current
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1
2010-08-02 – 2024-03-31
SG Securities (HK) Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVP714