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WANG Xuan

王瑄
CE BIN334Licensed IndividualSFO licence active
Official SFC record

WANG Xuan (CE number BIN334) is an individual licensed by the Hong Kong SFC. First licensed on 2016-12-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司

Licence Record (4)

2022-09-01 – present Current
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4
2021-10-28 – 2022-06-17
China International Capital Corporation Hong Kong Securities Limited Rep
RA 1 RA 4
2018-09-12 – 2021-07-07
CLSA Limited Rep
RA 1
2016-12-15 – 2018-08-24
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BIN334