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LAI Nga Ting, Anthea

賴雅婷
CE AIG231Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAI Nga Ting, Anthea (CE number AIG231) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司

Licence Record (7)

2026-08-21 – present Current
Sanford C. Bernstein (Hong Kong) Limited RO
RA 4
2026-08-21 – 2026-08-21
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 4
2012-10-04 – 2014-04-24
Polen Capital HK Limited Rep
RA 1 RA 4 RA 9
2005-09-29 – 2012-10-31
Lloyd George Investment Management (Hong Kong) Limited Rep
RA 1 RA 4 RA 9
2005-01-15 – 2005-07-26
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2003-10-16 – 2003-11-20
Citigroup Global Markets Hong Kong Futures and Securities Limited Rep
RA 1
2003-04-01 – 2003-11-20
Citigroup Global Markets Asia Limited Rep
RA 1 RA 4 RA 6 RA 7 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AIG231