Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

GAO Hong Jian

高泓健
CE BUC290Licensed IndividualSFO licence active
Official SFC record

GAO Hong Jian (CE number BUC290) is an individual licensed by the Hong Kong SFC. First licensed on 2023-09-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司

Licence Record (1)

2023-09-06 – present Current
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUC290