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EBELING Alexander James

CE BMO929Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

EBELING Alexander James (CE number BMO929) is an individual licensed by the Hong Kong SFC. First licensed on 2018-03-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSanford C. Bernstein (Hong Kong) Limited
盛博香港有限公司

Licence Record (2)

2023-11-09 – present Current
Sanford C. Bernstein (Hong Kong) Limited RO
RA 1 RA 4
2018-03-20 – 2023-11-09
Sanford C. Bernstein (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BMO929