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XU Houze

徐厚澤
CE BEQ492Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

XU Houze (CE number BEQ492) is an individual licensed by the Hong Kong SFC. First licensed on 2014-12-11. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (3)

2025-11-07 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 1 RA 6
2019-08-20 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 4 RA 6
2014-12-11 – 2019-07-16
BOCI Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEQ492