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LIU Yuqi

劉玉麒
CE APZ538Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Yuqi (CE number APZ538) is an individual licensed by the Hong Kong SFC. First licensed on 2007-12-28. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司
RepresentativeHuatai Financial Holdings (Hong Kong) Limited
華泰金融控股(香港)有限公司

Licence Record (4)

2021-11-09 – present Current
Huatai Financial Holdings (Hong Kong) Limited RO
RA 6
2021-08-20 – present Current
Huatai Financial Holdings (Hong Kong) Limited Rep
RA 1 RA 6
2019-10-17 – 2021-08-06
Guotai Junan Capital Limited RO
RA 6
2007-12-28 – 2019-10-17
Guotai Junan Capital Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APZ538