J.P. Morgan Securities (Far East) Limited is a Hong Kong SFC licensed corporation (CE number AAB026). First licensed on 2005-05-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-05-28 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-05-28 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-05-28 |
| CE No. | Name | Chinese |
|---|---|---|
| ACQ669 | LAU Pak Wai | 劉伯偉 |
| AGH243 | PAI Szu Chia, Nelly | 白思佳 |
| AGO384 | MALKANI Sanjeev Lalchand | |
| ALB745 | HUANG Peihao | 黃培皓 |
| AOL528 | KAM Kwok Hung | 甘國雄 |
| APA129 | STEARN Nicholas Antony | |
| AQJ204 | CHENG Chun Ning | 鄭振寧 |
| AQU426 | ANG Xiao Yun | 洪曉雲 |
| ARQ788 | XU Ping | 徐娉 |
| AYQ814 | LAU Raymond Wai Cheuk | 劉偉卓 |
| AYT167 | LIU Mengzhang | 劉蒙璋 |
| BHS917 | WILSON Duncan William Palmer | |
| BON475 | UREN Paul Stephen James | |
| BQE746 | ACKERMANN Thorsten Oliver | |
| BVF307 | LEENART Sjoerd |
| CE No. | Name | Chinese |
|---|---|---|
| ABP548 | KWANG Kam Shing | 關金星 |
| AFJ428 | TO Fung | 杜峯 |
| AFS992 | CHAN Yin Nei, Rita | 陳妍妮 |
| ALP935 | YU Yun Kai, Peter | 余雲開 |
| ALT901 | WANG Xiaomeng | 王小蒙 |
| AMO372 | LIAN Lian | 連漣 |
| ANY195 | GOH Wee Ping | 吳偉賓 |
| AOH038 | LAM Ching Lok, Gary | 林清樂 |
| AOW966 | CHOW Pak Tim | 周柏添 |
| APB696 | GORDON Steven Barry | |
| APG895 | WU Zheng | 鄔崢 |
| APL597 | ZHANG Yi | 張毅 |
| ASF060 | SAREEN Gautam | |
| ASO689 | SUN Xiaofeng | 孫曉峰 |
| AUS964 | ZHANG Yang | 張陽 |
| AUW922 | DHUPELIA Sunil | |
| AWD859 | YANG Ruo | 楊若 |
| AWZ084 | CHEN Chen | 陳晨 |
| AXB922 | SETO Ka Leung | 司徒嘉亮 |
| AXM566 | XI Fangshuo | 郗方朔 |
| AYM505 | LU Shurui | 呂姝睿 |
| AYR971 | CLAYTON Kerwin Patrick | |
| AYS837 | HAN Tahee | 韓泰熙 |
| AZR690 | BIAGINI Bruno | |
| AZY927 | JIANG Shan | 江山 |
| BAE184 | MA Yingjun | 馬應珺 |
| BAM358 | AHLAWAT Mahesh | |
| BBL137 | NIU Shuo | 牛朔 |
| BBP537 | WANG Ting | 王挺 |
| BBS851 | KUEH Yi Kwann | 郭貽軍 |
| BDA820 | THETHI Amarinder Singh Ajit Singh | |
| BEC141 | WU Tianqi | 吳天琪 |
| BEL233 | YU Xiaodi | 于小荻 |
| BER115 | GENG Yidan | 耿一丹 |
| BEY935 | CARNEVALI Angelo | |
| BFL562 | JOHNSON Joseph Mark | |
| BFO348 | LI Qiqi | 李祺琦 |
| BGA449 | CHANG Tae Won | |
| BHQ351 | ZHANG Yiming | 張一鳴 |
| BHT652 | ZHAN Tinggong | 戰廷功 |
| BHY003 | GENG Xiaoxin | 耿晓鑫 |
| BHY139 | YAO Minghui | 姚明匯 |
| BHZ140 | CAI Yun | 蔡昀 |
| BID328 | GIUDICE Matteo | 朱瑪竇 |
| BIZ041 | WANG Xingjie | 王兴杰 |
| BJX308 | HUANG Xinyue | 黃欣悅 |
| BKG345 | LI Fangjing | 李方婧 |
| BKS171 | WU Wenting | 吴文婷 |
| BMO784 | PENG Cheng | 彭程 |
| BMV876 | CAI Kun | 蔡昆 |
| BMV970 | ZHANG Qian | 章倩 |
| BMW961 | LI Shiyin | 李詩隠 |
| BMX722 | CHU Chun Wa | 朱俊樺 |
| BNB199 | CHOW Yuk Hei, Christopher | 周昱希 |
| BND615 | LIN Zhongqiang | 林中强 |
| BNF390 | BAO Ding | 包鼎 |
| BNF982 | LIAO Shuchen | 廖書晨 |
| BNH250 | JIN Xin | 金鑫 |
| BNH925 | SANG Haoran | 桑浩然 |
| BNL068 | LONG Siyu | 龍思羽 |
| BNL355 | CHEN Da | |
| BNO564 | JIAN Qiao | 簡僑 |
| BNP379 | ZHANG Xu | 張煦 |
| BNU187 | GAO Yiyuan | 高以遠 |
| BNY258 | CAO Wei | 曹薇 |
| BOC065 | LEOW Wei Heng, Timothy | 廖偉亨 |
| BOH781 | ZHAO Yiting | 赵一霆 |
| BOI128 | SHI Yunpeng | 史云鵬 |
| BOQ925 | WAN Chun Yat | 尹浚逸 |
| BOR220 | CHAN Wai Hin | 陳煒軒 |
| BOR226 | YU Zhuoer | 余卓爾 |
| BOS837 | FITENY Mark Joseph | |
| BOX456 | JIANG Anduo | 姜安多 |
| BOZ842 | SHI Zehua | 时泽华 |
| BOZ843 | YANG Mao | 杨矛 |
| BOZ845 | LI Denghui | 李登辉 |
| BPB915 | CHEN Xiaoguang | 陈晓光 |
| BPD680 | HE Long | 何龙 |
| BPH714 | DAI Zhiyuan | 戴志遠 |
| BPK476 | ZHANG Jiaming | 張家銘 |
| BPT854 | TAM Hoi Yiu | 譚凱瑤 |
| BPU417 | HUI Hang Yung | 許恒雍 |
| BPW187 | WANG Shaozhong | 王紹中 |
| BPX118 | WANG Zhuojun | 王卓隽 |
| BQD385 | MENG Hongyu | 孟宏禹 |
| BQL379 | FAN Jiayang | 范佳阳 |
| BQL397 | KE Yi | 柯奕 |
| BQS312 | YEUNG Sai Lung | 楊世龍 |
| BQS629 | WANG Sihao | 王思浩 |
| BQV662 | COUTURE Audrey Juliette Muriel | |
| BQW014 | ZHANG Jingyi | 张菁怡 |
| BRF352 | XIAO Qu | 肖蕖 |
| BRH862 | WANG Yanmoxue | 王颜墨雪 |
| BRI226 | SUN Jixuan | 孫霽璇 |
| BRJ194 | LI Tianshu | 李天舒 |
| BRL072 | VERDASCA Andrew F | |
| BRM243 | QIU Xiang | 裘翔 |
| BRM244 | LI Shuhan | 厉书含 |
| BRM460 | WEI Shiyu | 魏诗雨 |
| BRN752 | KE Xinran | 柯欣然 |