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LIU Mengzhang

劉蒙璋
CE AYT167Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LIU Mengzhang (CE number AYT167) is an individual licensed by the Hong Kong SFC. First licensed on 2012-01-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerJ.P. Morgan Securities (Far East) Limited
RepresentativeJ.P. Morgan Securities (Far East) Limited

Licence Record (3)

2018-10-02 – present Current
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2014-06-25 – 2018-07-20
Deutsche Securities Asia Limited Rep
RA 6
2012-01-06 – 2014-05-29
CITIC Securities Corporate Finance (HK) Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYT167