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KAM Kwok Hung

甘國雄
CE AOL528Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

KAM Kwok Hung (CE number AOL528) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerJ.P. Morgan Securities (Far East) Limited

Licence Record (8)

2021-11-22 – present Current
J.P. Morgan Securities (Far East) Limited RO
RA 1 RA 4 RA 6
2021-07-02 – 2021-11-22
J.P. Morgan Securities (Far East) Limited Rep
RA 1 RA 4 RA 6
2018-10-24 – 2021-04-01
Morgan Stanley Asia Limited Rep
RA 1 RA 6
2016-10-14 – 2018-09-01
CLSA Limited Rep
RA 1 RA 4
2016-10-14 – 2018-09-01
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2013-09-03 – 2016-09-09
BNP Paribas Securities (Asia) Limited Rep
RA 6
2010-08-09 – 2013-07-03
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6
2007-03-06 – 2008-08-08
OnePlatform Asset Management Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOL528