LAM Ching Lok, Gary

林清樂

CE AOH038Licensed IndividualSFO licence active

LAM Ching Lok, Gary (CE number AOH038) is an individual licensed by the Hong Kong SFC. First licensed on 2007-06-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	J.P. Morgan Securities (Far East) Limited

Licence Record (14)

2026-05-20 – present Current

J.P. Morgan Securities (Far East) Limited Rep

RA 1 RA 4 RA 6

2025-03-13 – 2026-05-19

China Merchants Securities (HK) Co., Limited RO

RA 6

2024-12-18 – 2026-05-19

China Merchants Securities (HK) Co., Limited Rep

RA 1 RA 6

2021-05-27 – 2023-09-30

Huatai Financial Holdings (Hong Kong) Limited RO

RA 1 RA 4 RA 6

2021-02-23 – 2023-09-30

Huatai Financial Holdings (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2019-04-25 – 2020-11-25

Mizuho Securities Asia Limited RO

RA 6

2019-03-12 – 2020-11-25

Mizuho Securities Asia Limited Rep

RA 1 RA 4 RA 6

2016-11-24 – 2019-02-15

CMB International Capital Limited RO

RA 6

2016-07-21 – 2019-02-15

CMB International Capital Limited Rep

RA 1 RA 6

2014-12-22 – 2016-04-13

China International Capital Corporation Hong Kong Securities Limited RO

RA 6

2014-10-20 – 2016-04-13

China International Capital Corporation Hong Kong Securities Limited Rep

RA 1 RA 4 RA 6

2014-05-02 – 2014-08-12

Daiwa Capital Markets Hong Kong Limited RO

RA 6

2010-07-29 – 2014-08-12

Daiwa Capital Markets Hong Kong Limited Rep

RA 1 RA 6

2007-06-22 – 2010-07-17

Haitong International Capital Limited Rep

RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOH038