Mizuho Securities Asia Limited is a Hong Kong SFC licensed corporation (CE number AEZ953). First licensed on 2005-04-27. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-04-27 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-04-27 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2005-04-27 |
| RA 9 | Asset Management | 提供資產管理 | 2005-04-27 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AED932 | LEE Kar Ming, Kenneth | 李嘉明 |
| AFD144 | DARBY Sean | |
| ARN635 | ADAMCZYK Alexis Thomas David | |
| ASH901 | ROWE Damian Marcus | |
| ATQ890 | WU Shanshan | 伍珊珊 |
| AZJ383 | ANZAI Takehiro | |
| AZL647 | MATSUO Hidetaku | 松尾秀拓 |
| BEG521 | IWAMI Eugene Satoshi | |
| BJW368 | KO Tak Yan Anson | 高德欣 |
| BQO820 | ITO Hitoshi | |
| BSL787 | NG Ho Ching | 吳皓程 |
| BSX235 | SONODA Shinobu | |
| BTP219 | TOMII Takayuki | |
| BVB762 | SATO Naoto |
| CE No. | Name | Chinese |
|---|---|---|
| ADW037 | HAMERSMA Sander Bastiaan | |
| AEE525 | LEE Yick Chung | 李易聰 |
| AEP712 | TAN Eugene Sanchez | 陳安裕 |
| AJB217 | LAU Cheuk Hang, Samuel | 劉卓鏗 |
| AJD562 | YASHIRO Yuichiro | 八代有一郎 |
| AKI964 | YIP Ting Cheung, Joseph | 葉庭彰 |
| ALW236 | CHU Peter Pa-en | 曲培恩 |
| AMF305 | CHEE Jann Perng | 徐展朋 |
| AMY550 | CHAN Angela | |
| ANL016 | LI Yu | 黎禺 |
| ANM682 | GARCIA Cristobal Antonio | |
| ANR976 | LIN Ka Chun | 連嘉俊 |
| AOQ600 | YAMAMOTO Yoshitsugu | |
| AOR367 | GOTO Fumihide | |
| APB534 | COOK Geoffrey John | |
| ARD508 | PREKETES Simon | |
| ARE532 | OHATA Yosuke | |
| ARF535 | KOHTANI Motoya | |
| ARR928 | WAN Cheuk Yin | 尹卓賢 |
| ASH901 | ROWE Damian Marcus | |
| AVC363 | LAM Kai Man, Herman | 林啟文 |
| AVQ775 | XIA Ling | 夏灵 |
| AVV799 | GAI Hsin-Shan | 蓋欣山 |
| AWE411 | CHO Young Suk | |
| AWJ844 | FU Ka Chun | 符嘉駿 |
| AWL683 | MANSUKHANI Monish Manik | |
| AXR265 | BOW Dominic Kwok Wai | 鮑國維 |
| AXR575 | TRACEY Killian Carey | |
| AXT111 | WU Wai Yan Michael | 胡偉恩 |
| AYA601 | LIU Pui Ling | 廖佩玲 |
| AYA928 | WONG Chun Ho | 王俊浩 |
| AYS662 | POON Chun Kit | 潘俊傑 |
| AYU408 | CHONG Siu Wing Christopher | 莊紹榮 |
| AZC811 | LAI Oscar Siu Kit | 黎少傑 |
| AZH650 | GLUECK Franz Ismael | |
| AZJ383 | ANZAI Takehiro | |
| AZL647 | MATSUO Hidetaku | 松尾秀拓 |
| AZO997 | BANSAL Gaurav | |
| AZV123 | KAWAKITA Yasuhiko | |
| BAC022 | TAKAHASHI Toshio | |
| BAD914 | SCHAFFNER Christopher James | |
| BAE890 | HORI Yusuke | |
| BAF821 | TANAKA Hiroshi | |
| BAG216 | SAKAGUCHI Tairiku | |
| BAL421 | KOYAMA Takeshi | |
| BAP098 | WATANABE Hidekatsu | |
| BAQ387 | TANAKA Takeshi | 田中 健士 |
| BAV889 | SHINYA Norimasa | |
| BAX539 | MATSUDA Hiroshi | |
| BBL400 | SAJI Hiroshi | |
| BBN094 | JAIN Vipul | |
| BBN718 | WAH Chun | 華進 |
| BBQ753 | WARD Simon Anthony | |
| BCB694 | SMITH Robert Adam | |
| BCC731 | ZHOU Xue | 周雪 |
| BCC920 | READE Mark Donald | |
| BCH676 | HASHIMOTO Yoshihiro | |
| BCK946 | CHANDRASEKHARAN Jayachandran | |
| BCS552 | TEO Ying Zhuang | |
| BDD174 | SUZUKI Katsuhiko | |
| BDI334 | HORTON Shaun Yi-Ming | |
| BDW552 | KWAN Shu Kei | 關舒琪 |
| BEI658 | NOGUCHI Kei | |
| BEL949 | YANG Jing | 楊婧 |
| BET775 | CHAN Chun Hong Eric | 陳俊匡 |
| BFE367 | YAMAKAWA Asako | 山川亜沙子 |
| BFJ320 | HONJO Shunta | |
| BFO350 | CHEN Szu Yu | 陳思宇 |
| BFS890 | KAETSU Yuri | 嘉悅友理 |
| BFY856 | PETRIE Thomas | |
| BFZ206 | ZHANG Wen | 張雯 |
| BGD665 | CARTER Edward Jack Onslow | |
| BGI616 | TONG Chun Ho | 唐振皓 |
| BGN402 | SHAW Benjamin John | |
| BGX406 | ZHANG Yi | 張毅 |
| BHC504 | LI Lei | 李磊 |
| BHL041 | LEONG Daniel Yun-Foo | |
| BHM502 | NAKANE Yasuo | |
| BHM503 | WANG Min-Li | 王敏力 |
| BHV121 | YAMADA Mikiya | |
| BHY513 | MATSUNO Maoki | |
| BIJ109 | CHEN Weile | 陳偉樂 |
| BIK177 | KWAN Ho Yeung | 關皓揚 |
| BIX277 | NAKABAYASHI Yuji | 中林裕治 |
| BIZ300 | CAPONE Angela | |
| BIZ748 | ZOU Jianke | 鄒建科 |
| BJP089 | YANG Meng | 楊梦 |
| BJP668 | MIYASAKO Mitsuko | |
| BJR596 | HO Cho Ming, Jonathan | 何祖銘 |
| BJR929 | NG Eric, Zheng Han | 黄政涵 |
| BJW027 | KEEBLE Paul Royce | |
| BKA235 | FANG Wei | |
| BKY307 | SCHWARZ Florian | |
| BLC125 | LIU You | 劉攸 |
| BLP820 | WANG Weizhi | 王偉志 |
| BLU043 | WU Chun Tat | 吳俊達 |
| BLV794 | ASAEDA HIDEYA | |
| BMM225 | SYED Salim Qader | |
| BMR068 | HAMAMOTO Yoshiro | 濱本吉郎 |
| BMT316 | NAKAGAWA Yoshihiro |