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LIN Ka Chun

連嘉俊
CE ANR976Licensed IndividualSFO licence active
Official SFC record

LIN Ka Chun (CE number ANR976) is an individual licensed by the Hong Kong SFC. First licensed on 2007-03-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (7)

2023-03-01 – present Current
Mizuho Securities Asia Limited Rep
RA 1 RA 4 RA 6
2014-01-17 – 2017-04-07
Fitch (Hong Kong) Limited Rep
RA 10
2013-12-05 – 2014-01-04
China Merchants Securities (HK) Co., Limited Rep
RA 4
2013-07-11 – 2013-09-05
ICBC International Research Limited RO
RA 4
2009-12-31 – 2013-07-11
ICBC International Research Limited Rep
RA 4
2007-09-25 – 2009-12-01
Capital Global Management Limited Rep
RA 1 RA 4
2007-03-05 – 2007-05-04
oOo Securities (HK) Group Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANR976