Capital Global Management Limited is a Hong Kong SFC licensed corporation (CE number ALY556). First licensed on 2005-09-17. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2005-09-17 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2005-12-20 |
| RA 9 | Asset Management | 提供資產管理 | 2007-07-25 |
| CE No. | Name | Chinese |
|---|---|---|
| AFD156 | WONG Wah | 王華 |
| AKX325 | CHEN Chien Chih | 陳建智 |
| ALP977 | TSANG Kennedy Kin Tak | 曾建德 |
| AMO986 | CHOW Alice Wai Yin | 周慧妍 |
| AQS401 | WUNG Sheng-Bin | 翁勝彬 |
| ATN992 | CHEN Hsiao Yi | 陳孝儀 |
| AYY814 | YAU Lai Ying Kinnie | 尤儷縈 |
| BCN750 | HU Tzu Han | 胡祖菡 |
| BOG416 | CHEN Po-Liang | 陳柏良 |
| CE No. | Name | Chinese |
|---|---|---|
| AFJ021 | YUE Ho Kei | 余浩淇 |
| ALP977 | TSANG Kennedy Kin Tak | 曾建德 |
| ALR714 | HSIEH Wang-Hsuan | 謝旺璇 |
| ALR716 | LEE Ching-Yi | 李靜怡 |
| AME500 | HSIAO Tai-Ling | 蕭岱玲 |
| AML173 | JIANG Jyh-Ching | 江志清 |
| ANG324 | TU Fen-Tzu | 杜芬姿 |
| AOL053 | HSU Mei-Hui | 徐美惠 |
| APC388 | HUNG Pei Ling | 洪珮玲 |
| AQI274 | LI Cheuk Sang | 李卓生 |
| AQI404 | TSAI Pei-Yen | 蔡佩燕 |
| AQI405 | LIN Pei-Chun | 林佩君 |
| AQL120 | CHANG Nai-Hsin | 張乃心 |
| AQS401 | WUNG Sheng-Bin | 翁勝彬 |
| ARA879 | LIAO Chia-Hui | 廖家慧 |
| ATN992 | CHEN Hsiao Yi | 陳孝儀 |
| AVW089 | CHU Ming Chih | 朱銘志 |
| AWF342 | TSENG Chia Hui | 曾家慧 |
| AWU834 | CHEN Tzu-shing | 陳慈興 |
| AWU848 | LIN Hsing-i | 林幸宜 |
| AXK350 | HO Meng Chun | 何孟純 |
| AXT430 | HUANG Cheng-Yung | 黃呈勇 |
| AYN271 | LEE Rui-Ying | 李睿瑩 |
| AYY220 | LIN Hsuan-Yu | 林宣余 |
| AZS300 | CHENG Yung-Hsiang | 鄭永翔 |
| AZT777 | HSU Jung-hsuan | 徐榕軒 |
| BAE350 | HUANG Chuan-Chu | 黃傳珠 |
| BAE492 | LEE Cheng Chou | 李正州 |
| BBQ445 | HAU Ging Wah, Terence | 侯健華 |
| BCN750 | HU Tzu Han | 胡祖菡 |
| BER259 | CHANG Chuan-Hao | 張銓浩 |
| BFE598 | XIONG Xuan | 熊璇 |
| BFO106 | LEE Chung-Lung | 李忠龍 |
| BGM592 | CHIEN MunMun | 錢滿滿 |
| BHV388 | MA Chih-Hua | 馬治華 |
| BIM504 | LO Chiu-jung | 羅秋容 |
| BKH801 | FU Hsu Cheng | 傳旭正 |
| BOG416 | CHEN Po-Liang | 陳柏良 |
| BPK449 | CHU Chun-Chi | 朱俊奇 |
| BPK506 | CAO Wenqian | 曹文乾 |
| BPS478 | CHEN Yi-Hua | 陳逸驊 |
| BPT486 | CHEN Yu Lung | 陳裕隆 |
| BRB441 | HAN Ting Chang | 韓庭昌 |
| BRB483 | YAO Chih Wei | 姚志偉 |
| BTP349 | HUANG Yen-Chun | 黃彥鈞 |
| BUF825 | CHAN Zhi-ren | 詹至仁 |
| BVC264 | LAM Kang Hung | 林鏡洪 |
| BWD420 | LUO Senming | 羅森明 |
| BWY570 | LI Huajun | 李華筠 |
| BXW368 | TSENG Yung-Ming | 曾永明 |