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HSIEH Wang-Hsuan

謝旺璇
CE ALR714Licensed IndividualSFO licence active
Official SFC record

HSIEH Wang-Hsuan (CE number ALR714) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCapital Global Management Limited
瑞興全球財富管理有限公司

Licence Record (3)

2011-02-11 – present Current
Capital Global Management Limited Rep
RA 1 RA 4
2007-01-30 – 2011-01-31
IBTS Asia (HK) Limited Rep
RA 1
2005-03-07 – 2006-10-31
Grand Cathay Securities (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALR714