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TU Fen-Tzu

杜芬姿
CE ANG324Licensed IndividualSFO licence active
Official SFC record

TU Fen-Tzu (CE number ANG324) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-11. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCapital Global Management Limited
瑞興全球財富管理有限公司

Licence Record (2)

2012-05-15 – present Current
Capital Global Management Limited Rep
RA 1
2006-05-11 – 2012-04-01
Grand Cathay Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANG324