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HAU Ging Wah, Terence

侯健華
CE BBQ445Licensed IndividualSFO licence active
Official SFC record

HAU Ging Wah, Terence (CE number BBQ445) is an individual licensed by the Hong Kong SFC. First licensed on 2013-07-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCapital Global Management Limited
瑞興全球財富管理有限公司

Licence Record (3)

2022-11-15 – present Current
Capital Global Management Limited Rep
RA 1 RA 4 RA 9
2019-10-30 – 2021-02-26
Nanjia Capital Limited Rep
RA 1 RA 9
2013-07-26 – 2017-02-01
Synergy Fund Management Group Limited Rep
RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBQ445