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HU Tzu Han

胡祖菡
CE BCN750Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HU Tzu Han (CE number BCN750) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCapital Global Management Limited
瑞興全球財富管理有限公司
RepresentativeCapital Global Management Limited
瑞興全球財富管理有限公司

Licence Record (2)

2020-06-22 – present Current
Capital Global Management Limited RO
RA 1 RA 4
2017-08-15 – present Current
Capital Global Management Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BCN750