YUE Ho Kei

余浩淇

CE AFJ021Licensed IndividualSFO licence active

YUE Ho Kei (CE number AFJ021) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Capital Global Management Limited 瑞興全球財富管理有限公司
Representative	First Securities (HK) Limited 第一證券(香港)有限公司

Licence Record (4)

2019-05-02 – present Current

Capital Global Management Limited Rep

RA 1 RA 4 RA 9

2019-04-01 – present Current

First Securities (HK) Limited Rep

RA 1 RA 9

2008-03-17 – 2011-12-31

KuCoin Commodity Futures Limited Rep

RA 2

2003-04-01 – 2011-12-31

KuCoin HK Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFJ021