First Securities (HK) Limited is a Hong Kong SFC licensed corporation (CE number AAA347). First licensed on 2004-11-17. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-11-17 |
| RA 9 | Asset Management | 提供資產管理 | 2009-08-03 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AEW634 | CHEN Chi-Sheng | 陳啟聖 |
| AFD156 | WONG Wah | 王華 |
| AKX325 | CHEN Chien Chih | 陳建智 |
| ALL685 | CHIU Hin Fung Sherman | 趙衍鋒 |
| AML711 | WENG Chien-Tsang | 翁健藏 |
| AMO986 | CHOW Alice Wai Yin | 周慧妍 |
| AQS917 | CHOU Tzu-Fang | 周子方 |
| BMQ113 | WANG Lili | 王麗麗 |
| CE No. | Name | Chinese |
|---|---|---|
| ABS221 | HEUNG Wing Fai | 香榮輝 |
| AEU950 | SU Yazhong | 蘇亞中 |
| AEX669 | TSUI Ying Kit, Marko | 徐英傑 |
| AFJ021 | YUE Ho Kei | 余浩淇 |
| AFO873 | KAO Su-Jung | 高淑蓉 |
| AFS788 | LAW Ka Lin, Louies | 羅嘉年 |
| AFV936 | MATSUMURA Tsuyoshi | 松村剛 |
| AIM992 | HUANG Ren-Yen | 黃仁彥 |
| AIU208 | LIN Yu-Yu | 林昱佑 |
| ALW333 | HWANG Fu-Hsing | 黃福星 |
| AMB390 | WU Shu-Fang | 吳淑芳 |
| AMQ522 | SU Chung-Chun | 蘇宗淳 |
| ANE330 | LIU Wing Yin, Wendy | 廖穎賢 |
| ANT962 | LIN Yi-Ju | 林宜儒 |
| ANT968 | LIN Shu-Jung | 林淑蓉 |
| ANT971 | TSENG Chieh-Ping | 曾潔萍 |
| ANU244 | WEI Szu-Chia | 韋思佳 |
| ANU661 | CHANG Chia Chen | 張家真 |
| ANV193 | LEE Shu-ching | 李淑菁 |
| AOE625 | YEH Hong-I | 葉弘毅 |
| AOE659 | CHOU Sheng Yuan | 周聖淵 |
| AOE703 | LEE Yi-Chin | 李怡親 |
| AOG215 | SHEN Chiung-Fang | 沈瓊芳 |
| AOG218 | CHEN Mei Chun | 陳玫君 |
| AOH638 | CHOU Shu-Huei | 周淑恵 |
| AOU194 | YANG Shu-Hua | 楊淑華 |
| APT080 | CHEN Ming Li | 陳明莉 |
| ARD244 | LIN Hsi | 林曦 |
| ARE368 | HUANG Hsin-Cheng | 黃信誠 |
| ARF372 | CHIU Wen-Chen | 邱文掁 |
| ARP296 | CHEN Chin-Hui | 陳金輝 |
| AUA690 | LIN Yu Ting | 林育廷 |
| AUH933 | CHIANG Hui-Chen | 江慧貞 |
| AVC818 | CHEN Szu-Tsung | 陳思聰 |
| AWU837 | JEN Lu-chien | 任露茜 |
| AXC104 | CHO Yueh | 卓越 |
| AZR979 | CHENG Po Jen | 鄭博仁 |
| BAK879 | LI Henry Joseph | 李顯倫 |
| BAR095 | LIN Pey | 林霈 |
| BAT178 | HA Chi Hsien | 哈繼先 |
| BBK155 | LEE Hsin-Han | 李信翰 |
| BBK190 | LUO I-Fang | 羅翊方 |
| BCX906 | CHEN Chun-Chin | 陳俊青 |
| BDD349 | LIEN Chien-chih | 連建智 |
| BEI943 | CHOU Chen Yi | 周鎮議 |
| BEN865 | CHANG Cheng Yao | 張承堯 |
| BEZ540 | CHENG Wei-Shih | 鄭偉仕 |
| BGC424 | CHEN Wen-Ling | 陳文玲 |
| BGY428 | LIN Shan-Chih | 林上智 |
| BHE032 | LIN Ching Wen | 林慶文 |
| BIH885 | HUNG Tzu-Yuan | 洪子原 |
| BJV926 | CHEN Chia Ling | 陳佳伶 |
| BLK646 | YANG Shu Ching | 楊淑清 |
| BRX832 | LEE Ngo Chim | 李傲潛 |
| BSR332 | CHANG Min Chieh | 張閔傑 |
| BTS868 | TSE Hon Fai | 謝瀚輝 |
| BVF858 | GAO Xiang-Le | 高湘樂 |
| BWN247 | BERNHARD Laurent | |
| BWY570 | LI Huajun | 李華筠 |
| BXM315 | SUN Hao Wei | 孫浩維 |