Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LIN Yi-Ju

林宜儒
CE ANT962Licensed IndividualSFO licence active
Official SFC record

LIN Yi-Ju (CE number ANT962) is an individual licensed by the Hong Kong SFC. First licensed on 2006-10-05. Their SFC licence is currently active. Accredited for regulated activity Type 1 (Securities dealing).

Regulated Activities (on record) (1)

RA 1 Dealing in Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (2)

2013-07-08 – present Current
First Securities (HK) Limited Rep
RA 1
2006-10-05 – 2013-07-01
KGI Wealth Management Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANT962