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CHIU Hin Fung Sherman

趙衍鋒
CE ALL685Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHIU Hin Fung Sherman (CE number ALL685) is an individual licensed by the Hong Kong SFC. First licensed on 2004-11-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerFirst Global Corporate Finance Co., Limited
第一瑞興企業融資有限公司
Responsible OfficerFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (24)

2025-07-10 – present Current
First Securities (HK) Limited RO
RA 1
2022-11-23 – present Current
First Global Corporate Finance Co., Limited RO
RA 6
2025-02-26 – 2025-07-10
First Securities (HK) Limited Rep
RA 1
2023-10-30 – 2024-03-15
China Sunrise Securities (International) Limited RO
RA 1
2023-10-30 – 2024-03-15
China Sunrise Capital Limited RO
RA 6
2023-03-16 – 2023-10-30
China Sunrise Securities (International) Limited Rep
RA 1
2023-03-16 – 2023-10-30
China Sunrise Capital Limited Rep
RA 6
2022-11-23 – 2023-02-23
Greencourt Financial Co., Limited RO
RA 1
2022-08-16 – 2022-11-23
Greencourt Financial Co., Limited Rep
RA 1
2022-08-16 – 2024-08-27
First Global Corporate Finance Co., Limited Rep
RA 6
2022-05-23 – 2022-08-01
Apricot Capital (Hong Kong) Limited Rep
RA 1
2022-05-23 – 2022-08-01
WRise Capital Limited Rep
RA 6
2014-04-24 – 2022-03-03
Quam Securities Limited RO
RA 1 RA 6
2014-04-17 – 2017-05-10
Quam Securities Limited Rep
RA 1 RA 6
2012-06-21 – 2014-03-27
SBI China Capital Financial Services Limited RO
RA 1
2012-05-07 – 2012-06-21
SBI China Capital Financial Services Limited Rep
RA 1
2011-08-24 – 2012-04-27
Central China International Capital Limited RO
RA 1
2011-05-04 – 2011-08-24
Central China International Capital Limited Rep
RA 1
2010-11-26 – 2011-04-22
Guoyuan Securities Brokerage (Hong Kong) Limited Rep
RA 1 RA 4
2010-05-19 – 2010-11-01
Celestial Securities Limited Rep
RA 1
2010-05-19 – 2010-11-01
Celestial Capital Limited Rep
RA 6
2010-01-22 – 2010-05-09
KGI Capital Asia Limited Rep
RA 1 RA 4 RA 6
2005-10-25 – 2010-05-09
KGI Wealth Management Limited Rep
RA 1 RA 4 RA 6
2004-11-25 – 2005-10-08
KGI Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ALL685