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SU Yazhong

蘇亞中
CE AEU950Licensed IndividualSFO licence active
Official SFC record

SU Yazhong (CE number AEU950) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (7)

2009-12-21 – present Current
First Securities (HK) Limited Rep
RA 1
2010-05-14 – 2011-12-31
TIS Securities (HK) Limited RO
RA 1 RA 6
2006-12-13 – 2009-01-01
KGI Capital (Hong Kong) Limited RO
RA 1 RA 6
2006-04-18 – 2009-12-19
KGI Wealth Management Limited Rep
RA 1 RA 6
2006-04-18 – 2006-12-13
KGI Capital (Hong Kong) Limited Rep
RA 6
2004-08-30 – 2006-04-09
Mega Capital (Asia) Company Limited RO
RA 1
2003-04-01 – 2006-04-09
Mega Capital (Asia) Company Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AEU950