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WONG Wah

王華
CE AFD156Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WONG Wah (CE number AFD156) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCapital Global Management Limited
瑞興全球財富管理有限公司
Responsible OfficerFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (4)

2016-12-09 – present Current
Capital Global Management Limited RO
RA 1 RA 4
2010-02-25 – present Current
First Securities (HK) Limited RO
RA 1
2009-12-21 – 2010-02-25
First Securities (HK) Limited Rep
RA 1
2003-04-01 – 2009-12-19
KGI Wealth Management Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFD156