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CHEN Ming Li

陳明莉
CE APT080Licensed IndividualSFO licence active
Official SFC record

CHEN Ming Li (CE number APT080) is an individual licensed by the Hong Kong SFC. First licensed on 2007-11-12. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (3)

2018-07-26 – present Current
First Securities (HK) Limited Rep
RA 1
2012-07-23 – 2012-10-12
Rich Union Securities (H.K.) Limited Rep
RA 1
2007-11-12 – 2012-06-01
Yuanta Asia Investment (Hong Kong) Limited Rep
RA 1 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APT080