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LIN Yu Ting

林育廷
CE AUA690Licensed IndividualSFO licence active
Official SFC record

LIN Yu Ting (CE number AUA690) is an individual licensed by the Hong Kong SFC. First licensed on 2009-10-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeFirst Securities (HK) Limited
第一證券(香港)有限公司

Licence Record (4)

2016-07-05 – present Current
First Securities (HK) Limited Rep
RA 1
2014-07-21 – 2016-06-28
KGI Asia Limited Rep
RA 1
2014-07-21 – 2016-06-28
KGI Futures (Hong Kong) Limited Rep
RA 2
2009-10-23 – 2013-03-05
Daiwa Capital Markets Hong Kong Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AUA690