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WU Shanshan

伍珊珊
CE ATQ890Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WU Shanshan (CE number ATQ890) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-07. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (7)

2022-06-06 – present Current
Mizuho Securities Asia Limited RO
RA 1 RA 4
2021-10-18 – 2022-06-06
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2016-12-19 – 2021-07-16
Credit Suisse (Hong Kong) Limited Rep
RA 1 RA 2
2016-12-19 – 2021-07-16
Credit Suisse Securities (Hong Kong) Limited Rep
RA 1 RA 7
2012-07-09 – 2016-09-07
Deutsche Securities Asia Limited Rep
RA 1 RA 2 RA 4 RA 7
2009-09-07 – 2012-05-05
UBS Securities Asia Limited Rep
RA 1 RA 2
2009-09-07 – 2012-05-05
UBS Securities Hong Kong Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATQ890