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GAI Hsin-Shan

蓋欣山
CE AVV799Licensed IndividualSFO licence active
Official SFC record

GAI Hsin-Shan (CE number AVV799) is an individual licensed by the Hong Kong SFC. First licensed on 2010-09-08. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (2)

2016-05-16 – present Current
Mizuho Securities Asia Limited Rep
RA 4
2010-09-08 – 2016-01-21
Barclays Capital Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVV799