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SHAW Benjamin John

CE BGN402Licensed IndividualSFO licence active
Official SFC record

SHAW Benjamin John (CE number BGN402) is an individual licensed by the Hong Kong SFC. First licensed on 2015-11-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (2)

2019-02-22 – present Current
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2015-11-23 – 2018-12-05
MUFG Securities Asia Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BGN402