Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

MUFG Securities Asia Limited

三菱日聯證券亞洲有限公司
CE AAA889Licensed Corporation
Date of licence (SFO)
2010-12-31
Register as of
2026-07-22
Last indexed
2026-07-23 09:05 UTC

MUFG Securities Asia Limited is a Hong Kong SFC licensed corporation (CE number AAA889). First licensed on 2010-12-31. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2010-12-31
RA 2Dealing in Futures Contracts期貨合約交易2010-12-31
RA 4Advising on Securities就證券提供意見2010-12-31
RA 6Advising on Corporate Finance就機構融資提供意見2010-12-31

Responsible Officers (9)

CE No.NameChinese
AFH014KING Yuk Shun, Augusto金毓珣
AMY984VENKATRAMAN Shailesh
AXR955OOI Chenn Siong
AZO197ARROWSMITH Neil Robert
BBQ443WAKIZAKI Hiroshi脇崎浩
BDT353YEOH Seng Ghee楊誠義
BFD011CHOI Dae Youn崔大允
BJV445HENDERSON Mark Peter
BWE662HARLALKA Gyanchand

Representatives (75)

CE No.NameChinese
ADQ101WONG Wai Wah黃慧華
AEA666CHOI Sheung Wing蔡尚榮
AOB450CHOI Yung Woo
AOJ215CHEUNG Yee Shun, Wilson張以信
AVD808LI Lin李琳
AYW252LEE Wai Yin李偉賢
AZB962CAKIRAHMETOGLU Evren
BAB806WONG Ka Man黃嘉敏
BAD298ZHAO Ye趙曄
BBQ443WAKIZAKI Hiroshi脇崎浩
BBS816HAHM Candace
BDP113KIM Vincent Taeho
BDT353YEOH Seng Ghee楊誠義
BEA641CARR Matthew Ben
BEL619MAO Saifeng茅賽峰
BFU597WONG Chi Tung, Sam黄志東
BHU077YU Yanming喻彥銘
BHZ255WANG Qian汪倩
BIB909YEUNG Edwin Chun Yue楊鎮宇
BIC284KAGA Maximilian Shotaro
BJS144LAM Tsz Leung林子良
BJX332CHAN Yat Man陳逸文
BKM294YAMAMOTO Naoki
BKU850LI Yen-Cheng黎彥成
BNO297TANG Lai Woon鄧麗垣
BNU272LIM Wei Han
BNU836SARAF Shyam
BOJ160ZHOU Long周隆
BOJ252YUEN Pui Shan Theresa阮珮珊
BOJ254WONG Ka Ki黃嘉琪
BOJ666XIONG Jun熊俊
BOM372LOKE Chern Yang Ian陆振扬
BOX021DONG Minzhuo董敏卓
BPL982SU Liting蘇李婷
BPP242JIAO Yiwei焦弋惟
BQE252WONG Chon Hou黃俊豪
BQQ748LEE Ka Ki Gary李家騏
BRE620CHAN Lok Ho Jonathan陳樂濠
BRG736YANG Shyang Yeu楊翔宇
BRZ498WONG Pui Ying Smona黃沛盈
BSB940MAYHEW William John梅卓立
BSE395CHAN Yin Cheung陳彥璋
BSJ289CHEN Chen陳辰
BSR671CHOOI Trinston Pai Yik崔百毅
BSZ698SHEKHAR Shivam
BTC415CHUNG Yuk Yin Barnabas鍾育延
BTF069GERMANOS Anna
BTF361LI Wanting李晚婷
BTO644WANG Zhuoer王卓尔
BTS641PROWSE Timothy James
BUB972OH Jinwoo
BUN492NG Yong Jie黄永杰
BUN606POON Anthony Tsz Lai
BUT164KAING William
BUT974CHAN Yue Yan陳譽仁
BUU832LIM Wayne Sze Meng林思民
BVA923LAW Lok Yin羅樂妍
BVI391LEE Khang Sek
BVK234FERRIS Ruth Nicole
BVL229KIM Geonho
BVW748LIU Yixuan刘一萱
BWF121GAAL Fiona Amanda Emese
BWH229YEO Yih Peng杨誉鹏
BWL071LEE Ching Yam李正音
BWS612SUI YU隋雨
BWW898MERIC Dorian Kerim
BWX433WANG Ting Chiang王鼎強
BXA015LOEFFLER Klemens
BXF772TAN Yi Loong, Samuel陈仪龙
BXN618RAY Kaustav
BXP593HOBBY Michael David
BXU538CHOI Chung Long蔡頌朗
BXW024KWAN Wing Sze Eva Carmen關穎詩
BXX523CHOI Bonnie Choy Shan蔡采珊
BXX885ISAYAMA Daichi