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DONG Minzhuo

董敏卓
CE BOX021Licensed IndividualSFO licence active
Official SFC record

DONG Minzhuo (CE number BOX021) is an individual licensed by the Hong Kong SFC. First licensed on 2019-10-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMUFG Securities Asia Limited
三菱日聯證券亞洲有限公司

Licence Record (3)

2021-03-22 – present Current
MUFG Securities Asia Limited Rep
RA 1
2019-10-08 – 2021-03-17
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 4
2019-10-08 – 2021-03-17
China Securities (International) Corporate Finance Company Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOX021