MUFG Securities Asia Limited（CE 編號 AAA889）是香港證監會持牌法團。首次發牌日期為 2010-12-31。其證監會牌照目前有效。獲准進行 4 項受規管活動：第 1 類 (證券交易)、第 2 類 (期貨交易)、第 4 類 (就證券提供意見)、第 6 類 (機構融資)。
| 類別 | English | 中文 | 生效日期 |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2010-12-31 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2010-12-31 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2010-12-31 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2010-12-31 |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| AFH014 | KING Yuk Shun, Augusto | 金毓珣 |
| AMY984 | VENKATRAMAN Shailesh | |
| AXR955 | OOI Chenn Siong | |
| AZO197 | ARROWSMITH Neil Robert | |
| BBQ443 | WAKIZAKI Hiroshi | 脇崎浩 |
| BDT353 | YEOH Seng Ghee | 楊誠義 |
| BFD011 | CHOI Dae Youn | 崔大允 |
| BJV445 | HENDERSON Mark Peter | |
| BWE662 | HARLALKA Gyanchand |
| CE編號 | 姓名 | 中文 |
|---|---|---|
| ADQ101 | WONG Wai Wah | 黃慧華 |
| AEA666 | CHOI Sheung Wing | 蔡尚榮 |
| AOB450 | CHOI Yung Woo | |
| AOJ215 | CHEUNG Yee Shun, Wilson | 張以信 |
| AVD808 | LI Lin | 李琳 |
| AYW252 | LEE Wai Yin | 李偉賢 |
| AZB962 | CAKIRAHMETOGLU Evren | |
| BAB806 | WONG Ka Man | 黃嘉敏 |
| BAD298 | ZHAO Ye | 趙曄 |
| BBQ443 | WAKIZAKI Hiroshi | 脇崎浩 |
| BBS816 | HAHM Candace | |
| BDP113 | KIM Vincent Taeho | |
| BDT353 | YEOH Seng Ghee | 楊誠義 |
| BEA641 | CARR Matthew Ben | |
| BEL619 | MAO Saifeng | 茅賽峰 |
| BFU597 | WONG Chi Tung, Sam | 黄志東 |
| BHU077 | YU Yanming | 喻彥銘 |
| BHZ255 | WANG Qian | 汪倩 |
| BIB909 | YEUNG Edwin Chun Yue | 楊鎮宇 |
| BIC284 | KAGA Maximilian Shotaro | |
| BJS144 | LAM Tsz Leung | 林子良 |
| BJX332 | CHAN Yat Man | 陳逸文 |
| BKM294 | YAMAMOTO Naoki | |
| BKU850 | LI Yen-Cheng | 黎彥成 |
| BNO297 | TANG Lai Woon | 鄧麗垣 |
| BNU272 | LIM Wei Han | |
| BNU836 | SARAF Shyam | |
| BOJ160 | ZHOU Long | 周隆 |
| BOJ252 | YUEN Pui Shan Theresa | 阮珮珊 |
| BOJ254 | WONG Ka Ki | 黃嘉琪 |
| BOJ666 | XIONG Jun | 熊俊 |
| BOM372 | LOKE Chern Yang Ian | 陆振扬 |
| BOX021 | DONG Minzhuo | 董敏卓 |
| BPL982 | SU Liting | 蘇李婷 |
| BPP242 | JIAO Yiwei | 焦弋惟 |
| BQE252 | WONG Chon Hou | 黃俊豪 |
| BQQ748 | LEE Ka Ki Gary | 李家騏 |
| BRE620 | CHAN Lok Ho Jonathan | 陳樂濠 |
| BRG736 | YANG Shyang Yeu | 楊翔宇 |
| BRZ498 | WONG Pui Ying Smona | 黃沛盈 |
| BSB940 | MAYHEW William John | 梅卓立 |
| BSE395 | CHAN Yin Cheung | 陳彥璋 |
| BSJ289 | CHEN Chen | 陳辰 |
| BSR671 | CHOOI Trinston Pai Yik | 崔百毅 |
| BSZ698 | SHEKHAR Shivam | |
| BTC415 | CHUNG Yuk Yin Barnabas | 鍾育延 |
| BTF069 | GERMANOS Anna | |
| BTF361 | LI Wanting | 李晚婷 |
| BTO644 | WANG Zhuoer | 王卓尔 |
| BTS641 | PROWSE Timothy James | |
| BUB972 | OH Jinwoo | |
| BUN492 | NG Yong Jie | 黄永杰 |
| BUN606 | POON Anthony Tsz Lai | |
| BUT164 | KAING William | |
| BUT974 | CHAN Yue Yan | 陳譽仁 |
| BUU832 | LIM Wayne Sze Meng | 林思民 |
| BVA923 | LAW Lok Yin | 羅樂妍 |
| BVI391 | LEE Khang Sek | |
| BVK234 | FERRIS Ruth Nicole | |
| BVL229 | KIM Geonho | |
| BVW748 | LIU Yixuan | 刘一萱 |
| BWF121 | GAAL Fiona Amanda Emese | |
| BWH229 | YEO Yih Peng | 杨誉鹏 |
| BWL071 | LEE Ching Yam | 李正音 |
| BWS612 | SUI YU | 隋雨 |
| BWW898 | MERIC Dorian Kerim | |
| BWX433 | WANG Ting Chiang | 王鼎強 |
| BXA015 | LOEFFLER Klemens | |
| BXF772 | TAN Yi Loong, Samuel | 陈仪龙 |
| BXN618 | RAY Kaustav | |
| BXP593 | HOBBY Michael David | |
| BXU538 | CHOI Chung Long | 蔡頌朗 |
| BXW024 | KWAN Wing Sze Eva Carmen | 關穎詩 |
| BXX523 | CHOI Bonnie Choy Shan | 蔡采珊 |
| BXX885 | ISAYAMA Daichi |