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WAKIZAKI Hiroshi

脇崎浩
CE BBQ443Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WAKIZAKI Hiroshi (CE number BBQ443) is an individual licensed by the Hong Kong SFC. First licensed on 2013-08-05. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerMUFG Securities Asia Limited
三菱日聯證券亞洲有限公司
RepresentativeMUFG Securities Asia Limited
三菱日聯證券亞洲有限公司

Licence Record (2)

2022-09-28 – present Current
MUFG Securities Asia Limited RO
RA 2
2013-08-05 – present Current
MUFG Securities Asia Limited Rep
RA 1 RA 2 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBQ443