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YAMAMOTO Naoki

CE BKM294Licensed IndividualSFO licence active
Official SFC record

YAMAMOTO Naoki (CE number BKM294) is an individual licensed by the Hong Kong SFC. First licensed on 2017-08-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMUFG Securities Asia Limited
三菱日聯證券亞洲有限公司

Licence Record (1)

2017-08-14 – present Current
MUFG Securities Asia Limited Rep
RA 1 RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKM294