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LAM Kai Man, Herman

林啟文
CE AVC363Licensed IndividualSFO licence active
Official SFC record

LAM Kai Man, Herman (CE number AVC363) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (3)

2021-08-02 – present Current
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2010-05-03 – 2021-06-01
Nomura International (Hong Kong) Limited Rep
RA 1 RA 2
2010-05-03 – 2013-04-23
Nomura Securities (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVC363