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SONODA Shinobu

CE BSX235Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SONODA Shinobu (CE number BSX235) is an individual licensed by the Hong Kong SFC. First licensed on 2022-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (2)

2023-12-04 – present Current
Mizuho Securities Asia Limited RO
RA 1 RA 4 RA 6
2022-08-22 – 2023-12-04
Mizuho Securities Asia Limited Rep
RA 1 RA 4 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BSX235