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IWAMI Eugene Satoshi

CE BEG521Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

IWAMI Eugene Satoshi (CE number BEG521) is an individual licensed by the Hong Kong SFC. First licensed on 2014-10-09. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerMizuho Securities Asia Limited
瑞穗證券亞洲有限公司

Licence Record (4)

2024-08-06 – present Current
Mizuho Securities Asia Limited RO
RA 1 RA 4 RA 9
2024-05-03 – 2024-08-06
Mizuho Securities Asia Limited Rep
RA 1 RA 4 RA 9
2014-10-09 – 2021-08-19
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2014-10-09 – 2018-12-19
Merrill Lynch (Asia Pacific) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BEG521