LAU Cheuk Hang, Samuel

劉卓鏗

CE AJB217Licensed IndividualSFO licence active

LAU Cheuk Hang, Samuel (CE number AJB217) is an individual licensed by the Hong Kong SFC. First licensed on 2003-07-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司

Licence Record (5)

2018-08-02 – present Current

Mizuho Securities Asia Limited Rep

RA 1 RA 9

2018-06-27 – 2018-07-21

Yuanta Securities (Hong Kong) Company Limited RO

RA 1

2008-09-12 – 2018-07-21

Yuanta Securities (Hong Kong) Company Limited Rep

RA 1 RA 2 RA 4

2007-02-28 – 2008-06-01

Bear Stearns Asia Limited Rep

RA 1 RA 2

2003-07-30 – 2006-12-11

Northern Trust Company of Hong Kong Limited, The Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AJB217