Northern Trust Company of Hong Kong Limited, The
CE ACO807Licensed Corporation
Northern Trust Company of Hong Kong Limited, The is a Hong Kong SFC licensed corporation (CE number ACO807). First licensed on 2004-08-02. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-08-02 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2011-11-02 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2017-03-10 |
| RA 9 | Asset Management | 提供資產管理 | 2011-09-05 |