WONG Man Chun, Manfred

黃文俊

CE ASD075Licensed IndividualResponsible OfficerSFO licence active

WONG Man Chun, Manfred (CE number ASD075) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 7 Providing Automated Trading Services

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Responsible Officer	Northern Trust Company of Hong Kong Limited, The

Licence Record (3)

2016-09-20 – present Current

Northern Trust Company of Hong Kong Limited, The RO

RA 1 RA 2 RA 4 RA 9

2012-02-22 – 2023-01-04

Northern Trust Company of Hong Kong Limited, The Rep

RA 1 RA 2 RA 9

2008-12-03 – 2011-12-10

SG Securities (HK) Limited Rep

RA 1 RA 2 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASD075