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PAN Xuan

潘璇
CE BBX342Licensed IndividualSFO licence active
Official SFC record

PAN Xuan (CE number BBX342) is an individual licensed by the Hong Kong SFC. First licensed on 2013-09-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeNorthern Trust Company of Hong Kong Limited, The

Licence Record (2)

2026-01-02 – present Current
Northern Trust Company of Hong Kong Limited, The Rep
RA 1 RA 4
2013-09-30 – 2019-05-17
Brown Brothers Harriman (Hong Kong) Limited Rep
RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BBX342