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Brown Brothers Harriman (Hong Kong) Limited

CE AAF778Licensed Corporation
Date of licence (SFO)
2004-12-07
Register as of
2026-07-21
Last indexed
2026-07-21 21:05 UTC
Official SFC record

Brown Brothers Harriman (Hong Kong) Limited is a Hong Kong SFC licensed corporation (CE number AAF778). First licensed on 2004-12-07. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 3 (Leveraged FX).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-12-07
RA 3Leveraged Foreign Exchange Trading槓桿式外匯交易2011-01-04

Responsible Officers (4)

CE No.NameChinese
AVU837GOTHARD Christopher Neil Averill
AYG618ZHAO Hai Hua趙海華
BIH451PIGOTT Christopher Charles
BMT395YOSHIHARA Munenori

Representatives (5)

CE No.NameChinese
BDH011HUNG Chun Leong熊俊亮
BMT395YOSHIHARA Munenori
BNV332NG Ying Kwan吳映君
BSF766WITKOWSKI Kacper Piotr
BUB264LIU Simo劉斯默

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAF778