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NG Ying Kwan

吳映君
CE BNV332Licensed IndividualSFO licence active
Official SFC record

NG Ying Kwan (CE number BNV332) is an individual licensed by the Hong Kong SFC. First licensed on 2019-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBrown Brothers Harriman (Hong Kong) Limited

Licence Record (2)

2023-12-22 – present Current
Brown Brothers Harriman (Hong Kong) Limited Rep
RA 3
2019-01-04 – 2021-03-26
Frontpage Capital Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNV332