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LIU Simo

劉斯默
CE BUB264Licensed IndividualSFO licence active
Official SFC record

LIU Simo (CE number BUB264) is an individual licensed by the Hong Kong SFC. First licensed on 2023-08-25. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeBrown Brothers Harriman (Hong Kong) Limited

Licence Record (1)

2023-08-25 – present Current
Brown Brothers Harriman (Hong Kong) Limited Rep
RA 1 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUB264