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ZHAO Hai Hua

趙海華
CE AYG618Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHAO Hai Hua (CE number AYG618) is an individual licensed by the Hong Kong SFC. First licensed on 2020-01-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 3 (Leveraged FX), Type 13 (Depositary services). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 3 Leveraged Foreign Exchange Trading
RA 13 Depositary Services for Relevant CISs

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerBrown Brothers Harriman (Hong Kong) Limited
Responsible OfficerBrown Brothers Harriman Trustee Services (Hong Kong) Limited

Licence Record (2)

2024-10-02 – present Current
Brown Brothers Harriman Trustee Services (Hong Kong) Limited RO
RA 13
2020-01-03 – present Current
Brown Brothers Harriman (Hong Kong) Limited RO
RA 1 RA 3

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYG618